Last updated & Effective Date: October 15, 2026
This Privacy Policy applies to any website, application, feature, widget or other online service that is owned or controlled by BondBloxx Investment Management Corporation (“BondBloxx”). This policy explains how BondBloxx receives and processes personal information as defined by applicable law from its business customers (“Customer Personal Information” or “Customer PI”) and visitors (as prospective business customers) to its website(s) or “Site(s)” (“Visitor Personal Information” or “Visitor PI”). Customer PI and Visitor PI may be referred to herein as Personal Information or “PI.”
BondBloxx receives Customer Personal Information for the business purposes of providing information to institutional investors and brokers on ETFs (collectively referred to herein as “Services”).
Visitors Personal Information. Visitors to our Site may provide Visitor PI (including name and business email address) so that BondBloxx can contact them to provide information about our Services. Specifically, BondBloxx receives or collects the following types of Customer PI: First Name and Last Name; Contact information (E-mail address, physical business address) from visitors to our Site.
Account Information. When you register to use our Services, you may be required to provide the following types of PI: First Name and Last Name; Title; Job Title; and Contact information (E-mail address, physical business address, public CRD). We use this information to provide you the Services.
Marketing. We may collect your personal information to provide you with free of charge marketing related materials. If you do not wish to receive such marketing materials from BondBloxx, then click the “unsubscribe” link on such materials.
Usage, Device and Log Information. We collect information about you when you access and use the Site and the Services including your Internet Protocol (“IP”) address, access times, browser type and language, Web pages you visit, device information, and other actions you take, in order to improve our Services, and/or develop new Services.
Cookies and other tracking technologies. We (including service providers working on our behalf) use technologies to collect information, which includes cookies. Cookies are small data files stored on your hard drive or in device memory that help us to improve the Services and your experience. More information about our cookies can be found here.
Collection and Use of Aggregate Information. BondBloxx may use aggregated or de-identified information (not containing personal information) (“Aggregated Information”) to analyze trends and improve its Services.
Interest-Based Advertising. We and third parties may collect information about your online activities to provide you with advertising about products and services tailored to your interests. We contract with third-party advertising companies, which may collect information about your use and interactions with the services, over time and across third-party websites and online services. To tailor and deliver this advertising, these third-party companies place, use, or rely on the technologies described above, including cookies, clear gifs, device identifiers and similar technologies to obtain information about customer interactions through interactions with online services. These companies use the information they collect to send you ads that are targeted to your interests.
Service Providers: BondBloxx shares PI with trusted Service Providers for the business purposes of providing the Services and includes the following types of services: website management, platform hosting, security monitoring, CRM, email and marketing communications, marketing analytics, and technical support.
Third Party Applications:
The Site may provide links to other Web sites or resources over which BondBloxx does not have control (“External Web Sites”). Such links do not constitute an endorsement by BondBloxx of those External Web Sites. You acknowledge that BondBloxx is providing these links to you only as a convenience, and further agree that BondBloxx is not responsible for the content of such External Web Sites. Your use of External Web Sites is subject to the terms of use and privacy policies located on the External Web Sites.
Compliance with Laws: BondBloxx may disclose PI to a third party if (a) it believes that such disclosure is reasonably necessary to comply with any applicable law, regulation, legal process or governmental request, or (b) to protect the security or integrity of the Services from harm or illegal activities.
Business Transfers: BondBloxx may share or transfer PI in connection with, any merger, sale of BondBloxx assets, financing, or acquisition of all or a portion of the business to another company. BondBloxx may share or transfer aggregated information to affiliate or related companies for its business purposes.
California Consumers: Customers residing in California are considered consumers under CCPA. They have certain additional rights including with respect to their personal information, which are described here. BondBloxx upholds the right of non-discrimination as defined under CCPA.
Nevada Consumers: We do not sell your covered information, as defined by Section 1.6 of Chapter 603A of the Nevada Revised Statutes.
Retention Policy: BondBloxx retains PI as long as necessary to provide the Services unless a longer period is required to permitted for legal or compliance purposes.
Do Not Track: Some browsers offer a “do not track” (“DNT”) option. BondBloxx does not respond to DNT signals.
Security: BondBloxx employs industry standard organizational, technical, administrative and technological measures that are reasonably designed to help protect information from loss, misuse, unauthorized access, disclosure, alteration or destruction. While BondBloxx takes reasonable efforts to guard information, no security system is impenetrable.
Policy On Information Collected From Children:
This Site and Services are not directed at children under the age of 13. BondBloxx does not knowingly collect PI from children under the age of 13.
Changes:
BondBloxx may need to update this Privacy Policy from time to time to reflect changes to its Services and the laws applicable to its provision of the Services. If BondBloxx does change this Privacy Policy, it will revise the “Last Updated” date at the top of this Privacy Policy on the Site. Continued use of this Site or the Services after the posting of such notice will be subject to the terms of the then-current Privacy Policy.
Contact: If you have any questions regarding this Privacy Policy, please contact us via email at info@BondBloxxETF.com .
Net Expense Ratio: As stated in the Fund’s current prospectus.
Premium Discount Ratio The premium discount ratio measures how far an ETF’s market price is trading above or below its net asset value (NAV), expressed as a percentage.
30 Day Median Bid/Ask Spread The median bid-ask spread is calculated by identifying the national best bid and national best offer (“NBBO”) for the fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and that value is expressed as a percentage rounded to the nearest hundredth.
The median bid-ask spread is calculated by identifying the national best bid and national best offer (“NBBO”) for each fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and that value is expressed as a percentage rounded to the nearest hundredth.
This shows how much the ETF’s market price differs from its Net Asset Value (NAV), expressed as a percentage. When the ETF’s closing price is above its NAV, it is said to be trading at a premium (shown as a positive percentage). When it is below the NAV, it is said to be trading at a discount (shown as a negative percentage).
Yield to Worst: The bond yield is computed by using the lower of either the yield to maturity or the yield to call on every possible call date. Yield to worst is shown for all securities with the exception of agency mortgage-backed securities (MBS), commercial mortgage-backed securities (CMBS), and asset-backed securities (ABS). Agency MBS are priced based on zero volatility yield. CMBS and ABS are priced based on effective maturity.
Option Adjusted Duration is a measure of the potential responsiveness of a bond or portfolio price to parallel shifts in interest rates.
After Tax Post-Liq.(%): After-Tax Post-Liquidation Returns measure the performance of the fund after accounting for both taxes on distributions and the taxes incurred from selling the fund shares. This metric provides a comprehensive view of the investment’s tax impact, including the realization of capital gains or losses upon the sale. The highest marginal Federal tax rate is assumed.
After Tax Pre-Liq.(%): After-Tax Pre-Liquidation Returns refer to the performance of the fund after considering the impact of taxes on distributions, but before any action to sell the fund shares is taken. This measure provides investors with insight into how taxes affect their returns without factoring in the potential taxes from selling the investment, thus focusing solely on the tax implications of the fund’s income and capital gains distributions. The highest marginal Federal tax rate is assumed.
After-tax yield: The after-tax yield is the return that investors can expect to receive after accounting for taxes owed on the interest income generated by the bond. This yield is particularly important when comparing the returns on municipal bonds, which are often exempt from federal income tax (and sometimes state and local taxes if the bond is issued within the investor’s state of residence), with those on taxable bonds, like corporate or government bonds.
Tax Equivalent Yield: The tax-equivalent yield (TEY) is the yield that a taxable bond would need to equal the yield on a comparable tax-exempt municipal bond, taking into account the impact of taxes. The calculation is a tool that investors can use to fairly compare the yield between a tax-free investment and a taxable alternative. TEY assumes the highest marginal Federal tax rate, is measured at the individual bond level, and aggregated to the portfolio level.
Tax Equivalent Yield = Tax Free Municipal Bond Yield / (1-Tax Rate)
Effective duration: Effective duration is a way to measure interest-rate sensitivity for bonds that have embedded options, such as callable or puttable features. Effective duration captures the potential variations in cash flows due to these options, and can be measured using modified duration for option-free bonds. The calculation is measured at the individual bond level and then aggregated to the portfolio level.
The 30-Day SEC Yield represents net investment income earned by the fund over the 30-Day period, expressed as an annual percent age rate based on the fund’s share price at the end of the 30-Day period.
Option Adjusted Duration is a measure of the potential responsiveness of a bond or portfolio price to parallel shifts in interest rates.
The values shown are based off of a price provided by the Fund’s third-party index provider, using the bid price for each security (the “index price”). Because the Fund values its securities at the midpoint between the bid and ask prices for most securities, the index price is not necessarily the price at which the Fund values the portfolio holding for the purposes of determining its net asset value (the “valuation price”). The values shown may have been different if the valuation price were to have been used to calculate such values. The index price is as of the most recent date for which a price is available, and may not necessarily be as of the date shown above.
Market Price: Inception date for Market Price Calculation is as of 9/13/22. Market Returns are based on the midpoint of the bid/ask spread at 4 p.m. ET and do not represent the returns an investor would receive if shares were traded at other times.
NAV: Inception date for NAV calculation is as of 9/13/22.
Number of Countries: The number of unique countries that have issued bonds represented in the fund.
Spread to Worst: Spread to worst is a bond’s yield to worst minus the yield at a point on the fair value government yield curve that corresponds to the bond’s expected redemption date.
NAV: Inception date for NAV calculation is as of 2/15/22.
Premium Discount disclosure to be added here.
Index disclosure to be added here.
Market Price: Inception date for Market Price Calculation is as of 2/17/22. Market Returns are based on the midpoint of the bid/ask spread at 4 p.m. ET and do not represent the returns an investor would receive if shares were traded at other times.
Total return disclosure to be added here.
The Growth of $10,000 chart reflects a hypothetical $10,000 investment and assumes reinvestment of dividends and capital gains. Fund expenses, including management fees and other expenses were deducted.
Index Market Cap represents aggregate market value of bonds in the underlying index.
The yield an investor would have received if they had held the fund over the last twelve months assuming the most recent NAV. The 12-Month yield is calculated by assuming any income distributions over the past twelve months and dividing by the sum of the most recent NAV and any capital gain distributions made per the past twelve months.
30 Day SEC Yield: A standard calculation of yield introduced by the SEC in order to provide fairer comparison among funds. It is based on the most recent 30-day period. This yield figure reflects the interest earned during the period after deducting the Fund’s expenses for the period. It does not reflect the yield an investor would have received if they had held the Fund over the last twelve months assuming the most recent NAV. Distributions may vary from time to time.
Spread Duration is a measure of the potential responsiveness of a bond or portfolio price to changes in credit spread.
The values shown are based off of a price provided by the Fund’s third-party index provider, using the bid price for each security (the “index price”). Because the Fund values its securities at the midpoint between the bid and ask prices for most securities, the index price is not necessarily the price at which the Fund values the portfolio holding for the purposes of determining its net asset value (the “valuation price”). The values shown may have been different if the valuation price were to have been used to calculate such values. The index price is as of the most recent date for which a price is available, and may not necessarily be as of the date shown above.
Option Adjusted Spread (OAS): OAS is the yield spread between a bond or portfolio and a risk-free benchmark, typically US government securities, adjusted for the effects of embedded options. It reflects compensation for credit, liquidity, and other risks, excluding interest rate volatility.
The values shown are based off of a price provided by the Fund’s third-party index provider, using the bid price for each security (the “index price”). Because the Fund values its securities at the midpoint between the bid and ask prices for most securities, the index price is not necessarily the price at which the Fund values the portfolio holding for the purposes of determining its net asset value (the “valuation price”). The values shown may have been different if the valuation price were to have been used to calculate such values. The index price is as of the most recent date for which a price is available, and may not necessarily be as of the date shown above.
Yield to Worst: The bond yield is computed by using the lower of either the yield to maturity or the yield to call on every possible call date.
The values shown are based off of a price provided by the Fund’s third-party index provider, using the bid price for each security (the “index price”). Because the Fund values its securities at the midpoint between the bid and ask prices for most securities, the index price is not necessarily the price at which the Fund values the portfolio holding for the purposes of determining its net asset value (the “valuation price”). The values shown may have been different if the valuation price were to have been used to calculate such values. The index price is as of the most recent date for which a price is available, and may not necessarily be as of the date shown above.
Yield to Maturity: The discount rate that equates the present value of a bond’s cash flows with its market price (including accrued interest). The Fund Average Yield to Maturity is the weighted average of the fund’s individual bond holding yields based on Net Asset Value (‘NAV’). The measure does not include fees and expenses. For callable bonds, this yield is the yield-to-worst.
The values shown are based off of a price provided by the Fund’s third-party index provider, using the bid price for each security (the “index price”). Because the Fund values its securities at the midpoint between the bid and ask prices for most securities, the index price is not necessarily the price at which the Fund values the portfolio holding for the purposes of determining its net asset value (the “valuation price”). The values shown may have been different if the valuation price were to have been used to calculate such values. The index price is as of the most recent date for which a price is available, and may not necessarily be as of the date shown above.
Average Maturity: The average length of time to the repayment of principal for the securities in the fund. This metric considers the likelihood that bonds will be called or prepaid before the scheduled maturity date.
Average Coupon: The average coupon rate of the underlying bonds in the fund, weighted by each bond’s face value.
Number of Issuers: The number of unique companies that have issued bonds represented in the fund (distinct from the number of issues from a company).
Expense Ratio: As stated in the Fund’s current prospectus.
Acquired Fund Fees and Expenses (“AFFE”) reflect the Fund’s pro rata share of the indirect fees and expenses incurred by investing in one or more acquired funds, such as mutual funds, business development companies, or other pooled investment vehicles. AFFE are reflected in the prices of the acquired funds and thus included in the total returns of the Fund.
NAIC Rating: Property of the National Association of Insurance Commissioners (NAIC) and are redistributed here under License. An NAIC Designation is a proprietary symbol used by the NAIC Securities Valuation Office (SVO) to denote a category or band of credit risk (i.e., the likelihood of repayment in accordance with a written contract) for an issuer or for a security. NAIC Designations may be notched up or down to reflect the position of a specific liability in the issuer’s capital structure and/or the existence of other non-payment risk in the specific security. Under NAIC reporting rules, shares of an ETF are presumed to be reportable as common stock. The SVO may classify an ETF as a bond or preferred stock and assign it an NAIC Designation if it meets defined criteria. For a discussion of these criteria please call the SVO or refer to the Purposes and Procedures Manual of the NAIC Investment Analysis Office. The assignment of an NAIC Designation is not a recommendation to purchase the ETF and is not intended to convey approval or endorsement of the ETF Sponsor or the ETF by the NAIC.
The Securities Valuation Office (“SVO”) of the National Association of Insurance Commissioners (“NAIC”) assesses the credit quality of fixed income securities owned by state-regulated insurance companies and assigns appropriate NAIC designations, ranging from the highest quality of “1” to the lowest of “6.” For more information visit https://content.naic.org/
